Vendor Security Review: SIG, CAIQ, and Running

A vendor security review evaluates whether a third-party service meets your security and privacy requirements before you sign a contract.

Vendor Security Review: The Program That Prevents Third-Party Breaches From Becoming Yours

A vendor security review (also called third-party risk assessment or TPRA) is the structured process of evaluating a prospective vendor's security, privacy, and operational posture before you sign a contract to send them data. Third-party incidents — Okta 2022, MOVEit 2023, SolarWinds 2020 — now account for a majority of high-impact breaches, and vendor review programs are how mature companies manage the exposure. Every enterprise you sell to has one; if you don't have one, you're accepting whatever risk your vendors bring, sight unseen.

The tiered review model

Not every vendor deserves the same scrutiny. Tier reviews by data sensitivity and access. (1) Critical — access to customer PII, production infrastructure, or code (databases, cloud, identity providers). Full review: SOC 2 Type II, pentest report, DPA, questionnaire, architecture review. (2) High — access to internal systems or aggregated data (analytics, monitoring, error tracking). SOC 2, DPA, questionnaire. (3) Medium — internal tools with no sensitive data (design tools, project management). SOC 2 attestation, DPA. (4) Low — marketing sites, one-off tools. Automated attestation collection, no manual review. Tiering prevents drowning security in low-risk reviews while paying real attention to what matters.

Standard questionnaires

Every enterprise has their own security questionnaire; answering each from scratch is a full-time job. Two standards reduce the pain: SIG (Standardized Information Gathering, Shared Assessments) — 800+ questions across security, privacy, and BC/DR; the enterprise favorite. CAIQ (Consensus Assessments Initiative Questionnaire, Cloud Security Alliance) — cloud-specific, 300 questions, publicly accessible via CSA STAR registry. Best practice as a vendor: prepare answers to both once, store centrally (Vanta, Drata, SafeBase, Whistic), reuse across every customer questionnaire. Best practice as a buyer: accept SIG/CAIQ + SOC 2 rather than requiring your own custom questionnaire.

What to actually check

Documents most vendors have: SOC 2 Type II report (read the exceptions section, not just the cover), pentest attestation letter, DPA, privacy policy, sub-processor list, business continuity plan, insurance certificates. Beyond documents, questions that matter: incident response history (any breaches in last 24 months, resolution), authentication controls (do they support SSO/MFA for admins), data residency options, encryption at rest and in transit, backup and DR capabilities, offboarding process (how you get your data out and confirm deletion). A vendor that can't provide SOC 2 and DPA has usually not done enterprise sales, which is signal in itself.

Ongoing review, not just onboarding

Onboarding review is a snapshot; vendor posture drifts. Annual reassessment for critical vendors — pull fresh SOC 2, review sub-processor changes, check breach disclosures. Continuous monitoring tools (SecurityScorecard, BitSight, UpGuard) provide external observability of vendor security posture. Contract clauses should include: notification of security incidents within 24-72 hours, notification of sub-processor changes with objection rights, right to audit or receive audit results, defined data return/deletion on termination. Vendor contracts written without security terms leave you with no recourse when things go wrong.

The exception process

Some vendors won't meet all requirements — a small startup with no SOC 2, a specialized tool with limited controls. Have a documented exception process: risk assessment, compensating controls (limit data sent, isolate access, extra monitoring), executive approval, review date. Exceptions logged and reviewed quarterly; renewed or revoked based on updated posture. Ad-hoc exceptions granted verbally and forgotten are how 'we don't allow vendors without SOC 2' becomes 'somehow we're depending on 12 non-SOC-2 vendors.'

Frequently asked questions

When should we start a vendor review program?
As soon as you're storing customer data with third parties. Even a lightweight process (tiered list, standard checklist, DPAs on file) at 20 employees prevents the mess of retrofitting at 100. Enterprise buyers ask about vendor management in their reviews of you — having a process to point to matters.
How long should a review take?
Critical: 1-3 weeks including questionnaire, document review, and security engineer time. Medium: 3-5 days, mostly automated. Reviews that consistently take longer bottleneck procurement and generate pressure to skip them, which is worse than a fast imperfect review.
Should we require SOC 2 from every vendor?
For anything touching customer data or production infrastructure, yes. For small tools with no sensitive access, it's proportional to require SOC 2 only when the vendor grows to that level of exposure. Blanket SOC 2 requirements exclude many useful startup tools; blanket exceptions include risks you didn't intend to take.

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